Brokerage activities and Investment advisory

Trading with financial instruments

In order to trade with financial instruments the following must be done:

Open a securities account
Open a special—purpose money account
Categorise the type of client and potential client
Sign an agreement on providing investment services

A broker or an authorised person will, after your order has been received, send you a notice on receipt of your order for trading. After checking the accuracy of the elements of order, the order is sent to the appropriate trading system. After the transaction has been executed, the broker will forward you notice on the execution of order.

Why should you trade with financial instruments with us?

With us you will be able to issue orders for purchase and sale that will be covered on the day of the transaction settlement (from the expected inflows from securities or monetary funds).

You may trade with financial instruments safely and efficiently, in line with your needs and at different investment modes: directly, within the Bank’s branch network, by telephone or by mail.

Information about the required documents for establishing a business relationship, please send your inquiry to the address broker@otpbanka.rs

We provide services of corporate agent and in your name perform activities at the Belgrade Stock Exchange, Central Securities Depository and Clearing House (CRHOV) and Securities Commission, very efficiently and in line with your requests and needs.

Corporate agent, agent and underwriter include the following activities:

• Registration of financial instruments and administration of issuer’s issue account
• Listing of financial instruments on a regulated market, i.e. the MTP market
• Delisting of financial instruments from the regulated market, i.e. the MTP market
• Procedure for reducing the capital of joint-stock companies
• Procedure for increasing the capital of joint-stock companies
• Underwriting procedure and services of offering financial instruments with or without the redemption obligation
• Organizing and implementing the procedure for the takeover bid of joint-stock companies
• Organizing and implementing the procedure for acquiring and/or selling issuer’s own shares
• Organizing and implementing the procedure of squeeze out of shares or forced sale
• Organizing and implementing the procedure for changing the legal form, the form of organization and status changes of business entities
• Consultations and mediation services when establishing the market value of shares
• Consultations and mediation services when making decisions for joint-stock company meetings in relation to previously mentioned activities
• Consultations and reporting services in relation to joint-stock company meetings, proxy statements and other invitations and announcements to shareholders
• Organizing and conducting the procedure of joint-stock companies dividend payments
• All other activities defined by applicable legal regulations

Broker operations and financial advisory- Contacts

OTP banka Srbija a.d. Novi Sad
Sedište: Novi Beograd, Bulevar Zorana Đinđića 50 a/b
Poreski identifikacioni broj (PIB): 100584604
Matični broj (MB): 08603537
Broj računa kod Narodne banke Srbije: 908-32501-57
Internet prezentacija Banke: www.otpbanka.rs
SWIFT: OTPVRS22
adresa elektronske pošte: broker@otpbanka.rs
adresa za prijem pošte: Novi Beograd, Bulevar Zorana Đinđića 50 a/b
info telefon: 0800/232322

What are shares and what are they for?
Shares are equity securities representing participation in capital or voting rights of certain legal entity
Shares can be traded, based on the previously signed contract with the broker and issued trade order, at the regulated market and outside regulated markets in the country  and abroad

What are bonds, which types of bonds exist and what is their purpose
A bond is a debt security by which the issuer undertakes to pay back to the bearer on a certain day the invested amount with agreed interest rate. The bonds differ: according to the issuer; according to the interest rates; according to the maturity; according to the frequency of interest payment; according to the primary market; according to the currency. Bonds can be traded at stock exchange and outside stock exchange (OTC trading).

Debt securities, also known as Treasury bills, are issued by the Treasury of the Republic of Serbia in order to finance the national budget. Treasury bills are considered low-risk securities and are therefore of interest to both domestic and foreign investors. They are sold over-the-counter, by the auction method (via the platform for trading in government debt securities), and legal and natural persons have the right to purchase. Treasury bills can be issued with different maturities and in different currencies.

Investment advisory means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments. Investment advisory is an investment service that requires an appropriate license. Investment advisory service is regulated by a contract between the client and the investment advisor.

Working hours with clients every working day from 09:00h to 17:00h.